SEC Marketing Rule, Rule 206(4)-1 of the Advisers Act

SEC Marketing Rule, Rule 206(4)-1 of the Advisers Act

Advisors are starting to be modernized to the 2020’s by the SEC! In this video interview with attorney Chris Stanely, we learn more about the details of the new adopted amendments to Rule 206(4)-1 under the Investment Advisers Act of 1940 (the Advisers Act) to modernize the regulation of investment adviser advertising and solicitation practices. More importantly, we discuss how to maximize these updates for your practice’s marketing efforts!

The Billionaire Club’s Secret to Managing next-level Stress

The Billionaire Club’s Secret to Managing next-level Stress

There’s daily CEO stress, and then there’s next-level stress: When not just billions, but TRILLIONS of dollars are on our shoulders, and the world is watching you, prepared to see you fail. How do some of the world’s TOP CEO’s manage stress. This article will help answer that question.